The Historical Figure and the Character in Plato's Dialogues

Socrates, 470-399 BCE. Plato, 427-347 BCE.

Socrates was ugly by Greek standards. Alcibiades likens him to the Sileni and particularly to the Satyr Marsyas (Symposium 215a). Critobulus (son of Crito), in Xenophon's Symposium, says that if he were not handsomer than Socrates, he would "be the ugliest of all the Satyrs ever on the stage" (Xenophon, Symposium 4.19).

Crito was contemporary with Socrates and one of his companions. Alcibiades and Critobulus were among of the young followers in the circle around Socrates.

The statues of Socrates made in later times do not capture the strangeness of his appearance.

statue of Socrates
Socrates is the best known figure in philosophy, but little is known about him. What he thought has to be reconstructed from what others said about him, since he wrote nothing.

Plato is most important source for understanding what Socrates thought. He was in the circle around Socrates, and he left dialogues in which there is a character named Socrates.

The Character Socrates

Plato's works take the form of dialogues.

It is not an assumption of the translation that the ordinary English meaning of 'love of wisdom,' 'wisdom,' 'soul', and 'virtue' are an exact match for Greek words they translate.

The noun φρονήσεως (translated as 'wisdom') has a practical connotation. Someone with "wisdom" has good sense and acts sensibly in situations in which others are likely to be confused. It derives from the verb φρονέω, "to think, to have understanding, to be sage, wise, prudent."

Virtue (ἀρετή) is what makes something good. So, in the soul, a soul with virtue is a soul with wisdom. What is difficult to know is what to do to acquire this virtue.
In many of these dialogues, the character Socrates engages in conversations with one or more interlocutors about various matters. The dialogues in which he has these conversations (especially the Apology and other dialogues from the traditionally early period of Plato's dialogues) are the primary evidence for Socrates.

What Plato has the character Socrates say is the basis for defeasible inferences to what the historical Socrates thought and to facts about the life he lived. In working backwards in this way from the character to the historical figure, it is necessary to keep in mind that (on the assessment model) the dialogues are not first and foremost imitations of historical conversations, despite the fact that many of the characters have the names of historical figures.

What, then, is Plato trying to accomplish in using Socrates as a character in his dialogues?

Plato does not explain why he writes his dialogues. Nor does he have a character with his name express views. It seems plausible, though, given how he portrays Socrates, to think that

• Plato writes to understand and to vindicate Socrates

The dialogues suggest Plato thought Socrates glimpsed something important about the human condition, something he did not completely articulate and may have only partially understood. Plato tries to understand Socrates and show that he was onto something important.

The Historical Figure

In the Apology, Socrates claims supreme importance for a practice he calls φιλοσοφία. This Greek noun transliterates into English as philosophia and translates as the "love of wisdom."

"While I have breath I shall never give up the love of wisdom (φιλοσοφία) or stop exhorting you, charging any of you I happen to meet in my accustomed manner: 'You are the best of men, being an Athenian, citizen of a city honored for wisdom and power beyond all others. Are you not ashamed to care for money, and reputation, and public honor, while having no thought or concern for wisdom and truth and the best state of your soul (φρονήσεως δὲ καὶ ἀληθείας καὶ τῆς ψυχῆς ὅπως ὡς βελτίστη ἔσται)?' If some one of you disputes this, and says he does care, I shall not immediately dismiss him and go away but shall question, examine, test him, and if he does not seem to me to possess virtue (ἀρετήν), and yet says he does, I shall rebuke him for counting of more importance things which by comparison are worthless" (Apology 29d-30a).

In his devotion to the love of wisdom, the character says that he has neglected the affairs that normally figure in people's lives in way that is "not like human conduct" (Apology 31b). Moreover, late in his life, in an event that made the historical Socrates the most famous figure in all of philosophy, the character accepts a death sentence from the city of Athens rather than abandon "The affidavit in the case, which is still preserved, says Favorinus [a philosopher who flourished during the reign of the Roman emperor Hadrian (117-138 CE)], in the Metron [the temple of Cybele at Athens, which was the depository of the state-archives], ran as follows: 'This indictment and affidavit is sworn by Meletus, the son of Meletus of Pitthos, against Socrates, the son of Sophroniscus of Alopece: Socrates is guilty of refusing to recognize the gods recognized by the state, and of introducing other new divinities. He is also guilty of corrupting the youth. The penalty demanded is death'" (Diogenes Laertius (3rd century CE), Lives of the Philosophers II.40). his love of wisdom. In 399 BCE, the historical Socrates was tried and executed.

The Love of Wisdom

Given that Plato writes his dialogues in an effort to understand Socrates, we can expect him to begin by setting out a description of how he takes Socrates to have lived and what he takes Socrates to have said in explanation of this life. In fact, Plato does seem to do this. An important part of the outline emerges in the passage quoted above from the Apology.
The Apology is the second in a tetralogy of dialogues that purport to show important events in the life of Socrates. The Euthyphro takes place before his trial. It is followed by the Apology, which shows Socrates at his trial. The Apology is followed by the Crito, which shows Socrates in jail awaiting execution. The Crito is followed by the Phaedo, which shows Socrates on the day of his execution. Because the Euthyphro is first in this tetralogy, it is natural to take it to be a picture of the historical figure at work in the love of wisdom.

The Phaedo is traditionally a middle dialogue. The other dialogues in the tetralology are traditionally early dialogues.
On the basis of what he has the character Socrates say, it is natural to think the historical Socrates thought that

• he will never give up the practice he calls the love of wisdom
• the love of wisdom involves asking and answering questions
• the point of this dialectic is to ensure that the soul has virtue

Socrates, in the passage, is concerned with what in life is worth caring about. This might seem to be money, but he quickly rejects this answer. Money can be good or bad, depending on what one does with it. What one should care about more is having a certain competency in living. This competency seems to be what Socrates has in mind when he castigates the Athenians for not giving enough attention to "wisdom and truth and the best state of [the] soul."

The competency in living is a way of controlling one's self so that one takes the actions wisdom prescribes. Socrates describes this competency in terms of the "soul" (ψυχή) and "virtue" (ἀρετή) and suggests that the "love of wisdom" (φιλοσοφία) is the way to acquire it.

The Missing Details

To provide the details about this competency in living that Socrates himself did not supply very clearly, we can expect Plato to work through the following questions in his dialogues:

• what is the thinking in the soul that leads to action
• what is it to control this thinking and thus the direction one's life takes
• how does questioning lead to this competency in living

This is not to say that Plato will formulate these questions in these terms. Nor need he take them up in this order. Further, he might take up some of them more than once as he tries out different solutions to the problems they raise. To these questions, he might also suggest answers that seem unpromising to us given the historical context that conditions our point of view.

It is not straightforward to trace Plato's discussions of these questions through the dialogues. In this and the next couple of lectures, I only set out some of the initial steps.

The Search for Definitions

The search for "definitions" is the now traditional way to describe what Socrates is doing in these early dialogues, but it is important to keep in mind that he is not interested in the meanings of words. He is asking about matters related to "wisdom and truth and the best state of [the] soul."

Thrasyllus of Mendes, second half of the 1st century BCE to first half of the 1st century CE, associate of the Roman Emperor Tiberius. According to Diogenes Laertius, Thrasyllus claims the authority of Plato for ordering in tetralogies (Lives of the Eminent Philosophers III.56).
If we take the traditional ordering of dialogues in tetralogies, an ordering that goes back to Thrasyllus, the first dialogue in the first tetralogy is the Euthyphro. In this dialogue, Plato has Socrates engage in what has come to be known as the "search for definitions."

In the Euthyphro, Socrates chances to meet Euthyphro at a building in which official business is conducted. Socrates is there to acknowledge the suit against him (that he will answer in the Apology). Euthyphro is there to register a suit against his father.
Euthyphro and his father farmed land in an Athenian settlement on the island of Naxos in the South Aegean (Euthyphro 4c). As part of its empire, Athens allotted confiscated land to colonies of its citizens it supported in the territories of its allies in the Delian League.

The Delian League (founded in 478 BCE) was an association of city-states under the leadership of Athens for the purpose of uniting the Greeks against the Persians. Not longer after its inception, Athens began using the resources of the league more to build its empire than to fight the Persians. This was one of the causes of the Peloponnesian War.
Socrates finds this surprising, given the details of the suit Euthyphro intends to press against his father. Socrates says to Euthyphro that he must be "far advanced in wisdom." Euthyphro acknowledges the point and suggests that he is an expert on matters of piety. Socrates does not let this boast pass untested. He asks Euthyphro what piety is. The suggestion is that this must be what Euthyphro grasps that allows him to have knowledge about matters with respect piety to which others would easily go wrong. Euthyphro is confident that he does have "exact knowledge" and so can say what piety is, but he is unable to defend any of his answers in the questioning with Socrates that ensues.
This is typical. The dialogues in which Socrates searches for a definition end in "perplexity" (ἀπορία).

This "search for a definition" in the Euthyphro is presumably an instance of the sort of questioning Socrates mentions in the Apology. How questioning of this sort is supposed to improve the soul is not immediately clear, but Plato's suggestion seems to be that Socrates thought that
The noun ἦθος (ēthos) means "custom" or "manner." ἠθικός (ēthikos) is the corresponding adjective.

"Socrates ... was the first to call philosophy (philosophiam) down from the heavens and set her in the cities of men and bring her also into their homes and compel her to ask questions about life and morality (moribus) and things good and bad..." (Cicero, Tusculan Disputations V.4.10).

"Socrates was the first person who summoned philosophy away from mysteries veiled in concealment by nature herself, upon which all philosophers before him had been engaged, and led it to the subject of ordinary life, in order to investigate the virtues and vices, and good and evil generally, and to realize that heavenly matters are either remote from our knowledge or else, however fully known, have nothing to do with the good life" (Cicero, Academica I.4.15).

• the soul has virtue just in case the human being has a certain wisdom
• this wisdom is knowledge about "ethical" (ἠθικός) matters

Someone with the competency in how to live is not easily confused, but Euthyphro contradicts himself repeatedly in his conversation with Socrates. Socrates asks questions. Euthyphro gives answers. Socrates asks more questions. Euthyphro gives more answers. Socrates asks whether this last answer contradicts a previous answer. Euthyphro admits that it does, withdraws the answer, and tries again. Socrates ask more questions, and the dialogue ends in perplexity.

Euthyphro appears not to have knowledge about ethical matters, at least not about piety, but the assumption in the dialogue seems to be that such knowledge is possible. It is natural, then, to wonder what he would have to do to show Socrates that he had this knowledge.

Socrates's method to test for knowledge is to try to force his interlocutors to contradict themselves. Euthyphro does contradict himself, but it seems that Socrates' questioning helps him eliminate this inconsistency and hence helps him eliminate his false beliefs. The suggestion, it seems, is that in the absence of the confusion produced by these false beliefs, the interlocutor would have the competency he claimed or otherwise might be thought to possess at the outset of the conversation. On the basis of logic alone, the consistency of a set of propositions does not imply that the members of the set are true. It implies only that their joint truth is possible. In this way, as Plato seems to understand him in the Euthyphro, Socrates thinks that

• false belief about ethical matters stands in the way of wisdom
• eliminating inconsistency eliminates false beliefs
• the question-and-answer method eliminates inconsistency

This makes Socrates part of the enlightenment tradition that showed itself in the Presocratic Period. Ordinarily competence in living would be understood as a matter of long and often hard experience in the sorts of situations human beings typically encounter as they live out their lives. Only the old, not the young, are thought to have wisdom. The young learn from the old and take on the traditional forms of behavior that have been passed down from previous generations. Socrates challenges this traditional way of thinking about wisdom in terms of experience and thus challenges the traditional form of education in Athens. Socrates, however, as Plato portrays him, champions "reason" over "experience."

Virtue in the Soul

In the Laches, which is another dialogue in which Socrates engages in the "search for a definition," Lysimachus and Melesias seek advice in the education of their sons.
The dramatic date of the Laches is between 424 and 418 BCE, when Athens was engaged in the Peloponnesian War (431-404 BCE). Laches mentions the battle of Delium (Laches 181a), in which the Athenians were severely defeated by the Boeotians (who were allied with Sparta) in 424 BCE. (Socrates was at Delium and earlier at the battle of Potidaea (Symposium 219e, 221a). Nicias negotiated a treaty in 421 BCE that held for about a year and a half. In 418 BCE, the Athenians and Spartans again faced each other at the battle Mantinea. Laches was killed there in the Athenian defeat.

Aristides was an Athenian general remembered for his role in the Persian Wars (499-449 BCE), in which the Greeks were ultimately victorious. Herodotus (5th century BCE) says that he was the "best and most honorable man in Athens" (Histories VII.79). Thucydides was an Athenian general who represented the conservative and aristocratic Athens against Pericles. Thucydides was the loser in this political confrontation and was expelled from the city for ten years. Aristophanes mentions Thucydides as someone famously defeated in oratory (Acharnians 703, Wasps 947).

Socrates raises the question of education in the Apology. "I happened to meet a man who has spent more on sophists (σοφισταῖς) than all the rest, Callias, the son of Hipponicus. So I asked him—for he has two sons—if your sons were colts or calves, we should be able to hire an overseer who would make them good in the virtue proper to them (τὴν προσήκουσαν ἀρετήν), and he would be a horse-trainer or a husbandman. But since they are human beings, whom have you in mind to get as overseer? Who has knowledge (ἐπιστήμων) of that kind of virtue, that of a man and a citizen (ἀνθρωπίνης τε καὶ πολιτικῆς)? I assume you have looked into the matter, Callias, as you have two sons. Is there anyone or not" (Apology 20a)?

Callias was one of the richest men in Athens. His family leased slaves to the state for use in mining silver at Laurium (on the shores of the Agean Sea in southeastern Greece, about forty miles from Athens). This silver built the fleet that allowed the Athenians to win the second Persian War.

Lysimachus and Melesias have not done as well in life as their famous fathers (Aristides and Thucydides), and now they seek advice about they should educate their sons. It is natural for parents to want good lives for their children, but Lysimachus and Melesias are troubled because they do not know how to proceed. They turn to Socrates for advice, and he questions the Athenian generals Laches and Nicias about the form the education should take.

To Laches, Socrates says that Lysimachus and Melesias "are inviting us to a consultation as to the way in which virtue (ἀρετὴ) may be joined to their sons' souls, and so make them better." In the ensuing discussion of the virtue the children need to live good lives, Socrates does not investigate what this virtue is directly. Instead, he focuses the conversation on what courage is, the traditional virtue of character that the generals Laches and Nicias should understand.

  "And you know, Laches, at this moment our two friends are inviting us to a consultation as to the way in which virtue (ἀρετὴ) may be joined to their sons' souls, and so make them better?
  Yes, indeed.
  Then our first requisite is to know what virtue is? For surely, if we had no idea at all what virtue actually is, we could not possibly consult with anyone as to how he might best acquire it?
  I certainly think not, Socrates.
  Then we say, Laches, that we know what it is.
  I suppose we must.
  And of that which we know, I presume, we can also say what it is.
  To be sure.
  Let us not, therefore, my good friend, inquire forthwith about the whole of virtue, since that may well be too much for us; but let us first see if we are sufficiently provided with knowledge about some part of it. In all likelihood this will make our inquiry easier.
  Yes, let us do as you propose, Socrates.
Then which of the parts of virtue shall we choose? Clearly, I think, that which the art of fighting in armor is supposed to promote; and that, of course, is generally supposed to be courage, is it not?
  Yes, it generally is, to be sure.
  Then let our first endeavor be to say what courage (ἀνδρεία) is. After that we can proceed to inquire in what way our young men may obtain it, in so far as it is to be obtained by means of pursuits and studies. Come, try and tell me, as I suggest, what is courage" (Laches 190b).

Socrates seems to assume that virtue in the soul is somehow a matter of having courage and other virtues of character. What he thinks, it seems, is that a human being who is courageous and has the other traditional virtues is someone who has the competency involved in living.

Socrates, however, as Plato represents him in the Laches and other traditionally early dialogues, does not explain this connection between the virtue in the soul and the virtues of character. The competency in living is the competency involved in living what is traditionally called "the good life," but without further explanation it is unclear that doing what courage and the other virtues of character demand is the same as living in such a way that one is living this life.

This lack of explanation is a major problem for Plato's attempt to understand Socrates.

Thinking about Socrates

It seems clear, though, even in the absence of this explanation, that Plato was convinced Socrates was onto something important about how to live and that he wanted to understand what this was. This is why Plato writes about Socrates. He wants to understand the life Socrates led but whose explanation he did not set out in much detail. Further, as one might expect, Plato's attempt to understand Socrates does not end with the initial steps I have set out in this lecture. It continues throughout much of his philosophical life, as subsequent lectures will explain.

Perseus Digital Library:
Plato's, Apology, Euthyphro, Laches

Henry George Liddell, Robert Scott, A Greek-English Lexicon:
ἀγαθός, agathos, adjective, "good"
ἀπορέω, aporeō, verb, "to be at a loss, be in doubt, be puzzled"
ἀπορητικός, aporētikos, adjective, "capable of inducing doubt, puzzlement"

‎-τικός forms adjectives from verbal stems. See Smyth, 858.6d
ἀπορέω → ‎ἀπορητικός
πείθω (peíthō, verb, "persuade") → ‎ πειστικός (peistikós, adjective, "persuasive, capable of persuading")

Plato's early dialogues in which Socrates searches for a definition are said to be "aporetic." They end in ἀπορία.

The Pyrrhonians, later, connect ἀπορία with ἀταραξία (ataraxia, noun, "lack of disturbance, calmness").
ἀπορία, aporia, noun, "lack of passage"
ἄπορος, aporos, adjective, "having no way in, out, or through"
ἀρετή, aretē, noun, "virtue"
ἔλεγχος, noun, elenchos, "refutation"
εὐθύφρων, euthyphrōn, adjective, "right-minded" (from εὐθῠ́ς ("straight, direct") +‎ φρων ("mind"))
Euthyphro (Εὐθύφρων) is Socrates' interlocutor in Plato's Euthyphro
"[The part of philosophy devoted to ethics] relates to manners (mores), called in Greek ἤθη, while we usually term that part of philosophy about manners but the suitable course is to add to the Latin language by giving this subject the name of morality" (Cicero, On fate I.1).

"I may observe that the term 'moral' is commonly used as synonymous with 'ethical' (moralis being the Latin translation of ἠθικός), and I shall so use it in the following pages" (Henry Sidwick, Outlines of the History of Ethics for English Readers, 5th edition. (Macmillan and Company, 1902), 11).
ἠθικός, ēthikos, adjective, "ethical"
ἦθος, ēthos, noun, "custom"
φιλοσοφία, philosophia, noun, "love of wisdom"
φιλόσοφος, philosophos, adjective, "lover of wisdom"
σοφία, sophia, noun, "wisdom"
φρόνησις, phronēsis, noun, "sensibleness"
ψυχή, psychē, noun, "soul"

Charlton T. Lewis, Charles Short, A Latin Dictionary:
moralis, adjective, "of or belonging to manners", from mos, noun, "manner, custom, way,"
mores, plural of mos, "customs, manners, morals"

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